Requirements

• Knowledge of the financial services industry
• Minimum of 2 years’ experience in compliance, risk management or legal within in the finacial services industry
• Attention to detail
• Analytical and Risk management skills
• Communication skills
• Delivery focused and deadline driven
• Interpersonal skills
• Collaboration skills
• Tertiary qualification: A degree or diploma in Risk Management / IT / Finance / Internal Audit/ law/ finance
• Registered Compliance Officer with the FSCA and RE Exam completion is advantages
• Proficiency in MS Office Suite

Compliance duties

• Basic Knowledge of FICA & FAIS & POPIA
• Perform transactional monitoring for the FNZ business
• Perform the compliance monitoring across Business clients
• Monitoring of internal compliance risk management controls
• Monitoring of compliance with relevant legislation for FNZ SA and its clients, where required
• Maintaining the recording of compliance monitoring findings, and related reporting
• Communicate with business and clients in terms of findings and feedback
• Participate in client compliance
• Providing assistance and guidance to the business
• Daily Sanction screening for PEP’s, terrorists, persons of interest and communicate the findings.
• Monitoring business transactions and processes to various pieces of legislation.

Data & Risk Management duties

• Data analysis skills
• Basic coding experience in programming languages / data manipulation tools such as R, Python or SQL, which is advantageous
• Translate user requirements into highly specified reporting
• Reduce manual tasks and direct costs as well as provide efficiencies through use of technology
• Basic understanding of databases, data visualization, and data management
• Performing risk assessments
• Risk events / incidents analysis
• Root cause analysis
• Project management knowledge
• Risk and control identification
• Assist with Risk Management activities
• Support the identification and assessment of risks within the enterprise and operational risk categories
• Engage in the continuous monitoring and evaluation of the risk landscape, recommending improvements to risk management practices and controls.