Analyst Market’s, Issuers and Intermediaries’ Department needed at FSCA South Africa

Key Performance Areas

• Assist in Identifying shortcomings and anomalies to the regulatory framework;
• Assist in proposing changes to the regulatory framework and assist the Department with the implementation of such changes;
• Assist to develop and maintain an effective and efficient supervisory framework within the context of the approved legislation;
• Assist with the monitoring of compliance with the provisions of the Financial Markets Act and subordinate legislation;
• Assist to plan and conduct inspections;
• Liaise with and render appropriate regulatory guidance to stakeholders after consultation with the Senior Analysts and the Manager;
• Assist in conducting investigations regarding Market Infrastructures and to ensure that all relevant complaints are dealt with; and
• Apply risk assessment and risk management techniques.

Requirements

• A business, economics, accounting, commerce, finance, or mathematics degree or similar with 2 to 3 years of experience in the financial sector and/or the regulatory environment within the financial services industry.
• Good knowledge of corporate governance frameworks.
• The candidate must also demonstrate an understanding of financial markets, financial instruments and the mechanics of Market Infrastructures.
• Good knowledge of financial analysis and risk management is essential.