JOB DESCRIPTION

To enable the execution of Compliance Risk Management processes and activities within a specific business/functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation.

QUALIFICATIONS

• Legal Degree or equivalent degree in Business/Commerce

Experience Required

• 5-7 years in Compliance Operations.  The role requires an expert in Compliance with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific business area as well as a solid understanding of banking products and activities.

ADDITIONAL INFORMATION

Competencies:

• Providing Insights
• Articulating Information
• Establishing Rapport
• Following Procedures
• Upholding Standards
• Process Governance
• Evaluation of Internal Controls
• Financial Acumen
• Financial Industry Regulatory Framework